Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Peter Arkell

  IRN PHA01006

  • CF30 Customer (1 Nov 2007 to 4 Mar 2011)
  • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
• Peter Francis Stevens

  IRN PFS01042

  • CF28 Systems and controls (9 Apr 2013 to 18 Sep 2013)
• Peter Henry Galliers

  IRN PHG01019

  • CF30 Customer (1 Nov 2007 to 13 May 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter James Hindle

  IRN PJH01402

  • CF30 Customer (1 Nov 2007 to 16 Mar 2015)
  • CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
• Peter Talavera

  IRN PXT01487

  • [FCA CF] Functions requiring qualifications (12 Dec 2023 to 31 Jul 2025)
  • [FCA CF] Client dealing (17 Sep 2018 to 28 Sep 2022)
• Petros Siakotos-Konstantinidis

  IRN PXS01574

  • CF30 Customer (1 Nov 2007 to 27 Jul 2011)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Petru Stratan

  IRN PXS00118

  • [FCA CF] Functions requiring qualifications (7 Nov 2019 to 23 Jun 2025)
  • [FCA CF] Client dealing (7 Nov 2019 to 5 Mar 2025)
• Philip Atkinson

  IRN PRA01050

  • [FCA CF] Manager of certification employee (17 May 2021 to 3 Aug 2021)
  • [FCA CF] Functions requiring qualifications (18 Sep 2018 to 3 Aug 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 3 Aug 2021)
  • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
• Philip Crawford

  IRN PXC01399

  • CF21 Investment Adviser (3 Aug 2004 to 31 Mar 2006)
• Philip David Chalkley

  IRN PDC01066

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)

No changes recorded yet.