Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Manager of certification employee (17 May 2021 to 3 Aug 2021)
    • [FCA CF] Functions requiring qualifications (18 Sep 2018 to 3 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Aug 2021)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 1 Jun 2014)
    • CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.