Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (23 Apr 2004 to 9 Dec 2019)
- CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.