Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mustaque Hussain Choudhury

    IRN MXC00814

    • [FCA CF] Functions requiring qualifications (9 Oct 2024 to 23 Jun 2025)
    • [FCA CF] Client dealing (20 Sep 2022 to 1 Feb 2023)
  • Mélanie Griffiths

    IRN MXG00604

    • [FCA CF] Client dealing (17 Apr 2023 to 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (17 Apr 2023 to 23 Jun 2025)
  • Nader Goodarzi

    IRN NXG01079

    • CF21 Investment Adviser (30 Mar 2006 to 12 Mar 2007)
  • Natalie Quirk

    IRN NXQ00014

    • CF30 Customer (6 Jul 2011 to 31 Dec 2012)
  • Neil Bantel

    IRN NXB01380

    • [FCA CF] Client dealing (31 Oct 2019 to 27 Jan 2022)
    • [FCA CF] Functions requiring qualifications (31 Oct 2019 to 27 Jan 2022)
  • Neil Barringer

    IRN NRB01063

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2019)
  • Neil Murray

    IRN NAM01074

    • CF21 Investment Adviser (11 Jul 2003 to 11 Aug 2006)
    • CF22 Investment Adviser (Trainee) (31 May 2002 to 11 Jul 2003)
  • Nelly Ward

    IRN NXW01296

    • [FCA CF] Client dealing (4 May 2018 to 13 Jun 2021)
    • [FCA CF] Functions requiring qualifications (27 Nov 2017 to 13 Jun 2021)
  • Nermeen Nour

    IRN NXN01146

    • CF30 Customer (29 Mar 2011 to 31 Dec 2012)
  • Nicholas Charles Cole

    IRN NCC01030

    • CF21 Investment Adviser (4 Feb 2002 to 21 Mar 2003)
    • CF27 Investment Management (4 Feb 2002 to 21 Mar 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.