Neil Murray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Manager of certification employee (7 Mar 2016 to 6 May 2016)
- CF30 Customer (30 Dec 2009 to 6 Mar 2016)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (6 Nov 2013 to 28 Feb 2018)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF21 Investment Adviser (11 Jul 2003 to 11 Aug 2006)
- CF22 Investment Adviser (Trainee) (31 May 2002 to 11 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.