Neil Bantel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 21 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (31 Oct 2019 to 27 Jan 2022)
    • [FCA CF] Client dealing (31 Oct 2019 to 27 Jan 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (19 May 2006 to 18 May 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (19 May 2006 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.