Nicholas Charles Cole

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S4 FINANCIAL LIMITED (no longer approved here)

    FRN 401372

    • [FCA CF] Client dealing (19 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (23 Feb 2009 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF21 Investment Adviser (4 Feb 2002 to 21 Mar 2003)
    • CF27 Investment Management (4 Feb 2002 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.