Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Michael Anthony Worsley

  IRN MAW01267

  • CF30 Customer (3 Jul 2008 to 7 May 2009)
• Michael Darriba

  IRN MXD00117

  • [FCA CF] Material risk taker (20 Aug 2018 to 7 Apr 2020)
  • [FCA CF] Functions requiring qualifications (20 Aug 2018 to 8 Jan 2020)
  • [FCA CF] Manager of certification employee (20 Aug 2018 to 8 Jan 2020)
  • [PRA CF] Significant risk taker or Material risk taker (20 Aug 2018 to 7 Apr 2020)
• Michael Dey

  IRN MXD01677

  • CF22 Investment Adviser (Trainee) (6 Nov 2006 to 6 Nov 2006)
• Michael Hasen Hatom

  IRN MHH01014

  • CF21 Investment Adviser (30 Mar 2006 to 31 Mar 2006)
• Michael Joseph O'Sullivan

  IRN MXO01090

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
• Michael Kenneth Farthing

  IRN MXF00500

  • [FCA CF] Material risk taker (since 18 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
• Michael Kilsby

  IRN MXK00789

  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2018)
• Michael Nicholas Psaris

  IRN MXP01371

  • CF21 Investment Adviser (12 Mar 2003 to 28 Aug 2003)
• Michael O'Brien

  IRN MXO01216

  • [FCA CF] Functions requiring qualifications (31 Oct 2019 to 27 Jan 2022)
  • [FCA CF] Client dealing (31 Oct 2019 to 27 Jan 2022)
• Michael Pinggera

  IRN MPP01024

  • CF16 Significant Mgt (Desgntd Investment Business) (13 May 2002 to 10 Sep 2003)
  • CF27 Investment Management (1 Dec 2001 to 1 Jul 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)

No changes recorded yet.