Michael O'Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2026)
    • [FCA CF] Client dealing (since 3 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2026)
    • CF1 Director (AR) (since 9 Dec 2025)
    • CF30 Customer (since 9 Dec 2025)
  • Oculus Wealth Management (Phronesis) Limited

    FRN 1044644

    • (1)Employed By (since 9 Dec 2025)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Material risk taker (1 Jan 2023 to 16 May 2025)
    • [FCA CF] Manager of certification employee (14 Dec 2022 to 5 Jul 2024)
    • [FCA CF] Functions requiring qualifications (21 Feb 2022 to 16 May 2025)
    • [FCA CF] Client dealing (21 Feb 2022 to 16 May 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (31 Oct 2019 to 27 Jan 2022)
    • [FCA CF] Client dealing (31 Oct 2019 to 27 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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