Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 16 Jun 2025)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 16 Jun 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
- CF29 Significant management (3 Dec 2018 to 8 Dec 2019)
- CF30 Customer (3 Dec 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jun 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2022)
- CF29 Significant management (3 Dec 2018 to 8 Dec 2019)
- CF30 Customer (3 Oct 2012 to 8 Dec 2019)
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- CF30 Customer (17 Feb 2009 to 17 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 21 Nov 2008)
- CF27 Investment Management (8 May 2007 to 31 Oct 2007)
- CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (13 May 2002 to 10 Sep 2003)
- CF27 Investment Management (1 Dec 2001 to 1 Jul 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.