Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Scholes

    IRN MXS01213

    • [FCA CF] Client dealing (9 Jan 2023 to 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Jan 2023 to 30 Jun 2025)
  • Michal Vancik

    IRN MXV01156

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • Michiel Remers

    IRN MAR01126

    • [FCA CF] Client dealing (4 May 2018 to 29 Sep 2022)
    • [FCA CF] Functions requiring qualifications (3 Jul 2017 to 29 Sep 2022)
  • Milan Lazovic

    IRN MXL01771

    • CF30 Customer (22 Dec 2009 to 27 Apr 2010)
  • Minesh Natwarlal Joshi

    IRN MNJ01020

    • CF30 Customer (14 Apr 2014 to 6 Mar 2016)
  • Mohamad Hawa

    IRN MXH01947

    • CF30 Customer (1 Jun 2012 to 16 May 2014)
  • Mohamed Hesham Elmais

    IRN MHE01028

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 15 May 2007)
  • Mohammad Ahmad Dakheel Al Hamaidan

    IRN MAA01141

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • Mohammed Wasim Afzal

    IRN MWA01021

    • [FCA CF] Manager of certification employee (since 22 Oct 2024)
    • [FCA CF] Client dealing (since 22 Oct 2024)
  • Mustafa Bilal

    IRN MXB02257

    • CF21 Investment Adviser (2 Feb 2007 to 29 May 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.