Mohammed Wasim Afzal

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Jun 2025)
    • [FCA CF] Material risk taker (since 23 Jun 2025)
    • [FCA CF] Manager of certification employee (since 22 Oct 2024)
    • [FCA CF] Client dealing (since 10 Oct 2024)
  • Credit Suisse (UK) Limited

    FRN 124269

    • [FCA CF] Client dealing (since 22 Oct 2024)
    • [FCA CF] Manager of certification employee (since 22 Oct 2024)
  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 19 Dec 2016)
    • [FCA CF] Material risk taker (since 19 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 19 Dec 2016)
    • [FCA CF] Client dealing (since 19 Dec 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 17 Feb 2010)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 17 Feb 2010)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.