Michael Kenneth Farthing

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited

    FRN 124269

    • [FCA CF] Material risk taker (since 18 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 4 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (18 Oct 2024 to 6 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Oct 2024 to 6 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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