Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mark Francis Hassett

  IRN MXH01511

  • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2004)
• Mark Howard Chamberlin

  IRN MHC01030

  • CF30 Customer (12 Sep 2008 to 16 Feb 2012)
• Mark Jonathan Hart

  IRN MJH01246

  • CF10 Compliance Oversight (6 May 2011 to 17 Mar 2015)
• Mark Jonathan Lucas

  IRN MJL01111

  • CF30 Customer (18 Jan 2008 to 27 Jan 2012)
• Mark Richard Abbott

  IRN MRA01041

  • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
• Mark Taylor

  IRN MJT01215

  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2018 to 30 Jun 2023)
  • [FCA CF] Material risk taker (15 Oct 2018 to 30 Jun 2023)
• Mark Terence McNamara

  IRN MXM01424

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Mark Widdup

  IRN MXW01317

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Aug 2002 to 31 Oct 2007)
• Mark Woolston

  IRN MXW71437

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 19 Jun 2024)
  • [FCA CF] Material risk taker (1 Jan 2018 to 19 Jun 2024)
• Marta Carmela Bleier

  IRN MCB01102

  • CF30 Customer (5 Sep 2011 to 1 Apr 2015)

No changes recorded yet.