Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (29 Oct 2018 to 27 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 15 Oct 2018)
- [FCA CF] Material risk taker (7 Mar 2018 to 15 Oct 2018)
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- CF30 Customer (18 Jan 2008 to 27 Jan 2012)
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- CF30 Customer (1 Nov 2007 to 16 Jan 2008)
- CF21 Investment Adviser (11 Feb 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.