Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Manager of certification employee (29 Oct 2018 to 27 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 15 Oct 2018)
    • [FCA CF] Material risk taker (7 Mar 2018 to 15 Oct 2018)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (18 Jan 2008 to 27 Jan 2012)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
    • CF21 Investment Adviser (11 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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