Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Martin Browning

  IRN MXB01176

  • [PRA CF] Managing a material risk taker (18 Oct 2024 to 29 Sep 2025)
  • [FCA CF] Functions requiring qualifications (22 Aug 2023 to 29 Sep 2025)
  • [FCA CF] Material risk taker (10 Jul 2023 to 1 Oct 2025)
  • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2023 to 1 Oct 2025)
  • [FCA CF] Client dealing (10 Jul 2023 to 5 Mar 2025)
  • [FCA CF] Manager of certification employee (10 Jul 2023 to 29 Sep 2025)
• Martin Charles Card

  IRN MCC01044

  • CF27 Investment Management (12 Feb 2002 to 21 Feb 2003)
  • CF24 Pension Transfer Specialist (12 Feb 2002 to 21 Feb 2003)
  • CF21 Investment Adviser (12 Feb 2002 to 21 Feb 2003)
• Martin David Reynolds

  IRN MDR01088

  • [FCA CF] Manager of certification employee (20 Nov 2024 to 31 Jul 2025)
  • [FCA CF] Client dealing (23 Feb 2023 to 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (23 Feb 2023 to 5 Mar 2025)
• Martin Helmut Henrichs

  IRN MHH01030

  • CF30 Customer (21 Nov 2013 to 24 Apr 2014)
• Martin John Ash

  IRN MJA01213

  • [FCA CF] Client dealing (4 May 2018 to 10 Jan 2020)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Jan 2020)
  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Martin John David Burke

  IRN MJB01320

  • CF30 Customer (13 Sep 2012 to 2 Oct 2014)
• Martine Marleen Van Oosterum

  IRN MMV01016

  • CF30 Customer (10 May 2011 to 31 Oct 2012)
• Martine Woodward

  IRN MXW01309

  • CF30 Customer (28 Aug 2009 to 20 Jun 2012)
• Martyn Russell Surguy

  IRN MRS01085

  • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Oct 2018)
  • CF29 Significant management (30 Jun 2015 to 6 Mar 2016)
  • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
• Mary Kirwan

  IRN MPK01062

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2016 to 12 Jul 2018)

No changes recorded yet.