Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Sep 2025)
    • CF4 Partner (4 Mar 2019 to 9 Dec 2019)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Oct 2018)
    • CF29 Significant management (30 Jun 2015 to 6 Mar 2016)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF1 Director (13 Jun 2008 to 11 Jul 2011)
    • CF30 Customer (31 Mar 2008 to 16 Mar 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.