Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mathew Brittain

    IRN MXB01967

    • [FCA CF] Manager of certification employee (17 May 2021 to 1 Jan 2022)
    • [FCA CF] Client dealing (5 Mar 2020 to 6 Mar 2025)
    • [FCA CF] Functions requiring qualifications (4 Jul 2016 to 31 Dec 2025)
  • Matthew Charles Burton

    IRN MCB01171

    • CF28 Systems and controls (1 Nov 2007 to 23 Jun 2014)
    • CF15 Internal Audit (19 Jul 2007 to 31 Oct 2007)
  • Matthew Charles Perrins Hammond

    IRN MCH01055

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • Matthew Collins Haimes

    IRN MXH00375

    • CF29 Significant management (11 Dec 2012 to 7 Jan 2015)
    • CF30 Customer (20 Nov 2012 to 19 Feb 2016)
  • Matthew Duncan Wells

    IRN MDW01142

    • CF30 Customer (3 Jun 2013 to 11 Sep 2015)
  • Matthew James Wilson

    IRN MJW01545

    • CF30 Customer (28 Jul 2010 to 31 May 2011)
  • Matthew Paul Garnham

    IRN MPG01043

    • CF30 Customer (1 Nov 2007 to 26 Nov 2009)
    • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
  • Matthew Philip Pusey

    IRN MPP01072

    • CF30 Customer (8 Sep 2008 to 2 Apr 2010)
  • Matthew Robert Spencer

    IRN MRS01122

    • CF30 Customer (1 Nov 2007 to 20 Sep 2011)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • Matthew Sinclair McLuckie

    IRN MSM01094

    • CF30 Customer (2 Jul 2008 to 30 Apr 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.