Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (29 Jul 2021 to 4 Nov 2022)
- SMF18 Other Overall Responsibility (8 Apr 2020 to 4 Nov 2022)
-
- SMF18 Other Overall Responsibility (8 Apr 2020 to 4 Nov 2022)
-
- CF30 Customer (1 Nov 2007 to 20 Sep 2011)
- CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
-
- CF1 Director (9 May 2005 to 18 Aug 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.