Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Maura Sullivan

  IRN MXS03615

  • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2019)
  • SMF2 Chief Finance (7 Mar 2016 to 30 Jun 2019)
  • CF1 Director (30 Nov 2015 to 6 Mar 2016)
  • CF28 Systems and controls (24 Apr 2015 to 6 Mar 2016)
• Maureen Erasmus

  IRN MAE01133

  • SMF12 Chair of the Remuneration Committee (since 25 Mar 2024)
  • SMF9 Chair of the Governing Body (since 6 May 2020)
  • SMF10 Chair of the Risk Committee (18 Oct 2017 to 31 Jan 2020)
  • [FCA CF] Material risk taker (6 Sep 2017 to 3 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (6 Sep 2017 to 3 Feb 2025)
• Maxim Khludeev

  IRN MXK00126

  • [FCA CF] Client dealing (4 May 2018 to 1 Jun 2019)
  • [FCA CF] Functions requiring qualifications (16 Jun 2016 to 1 Jun 2019)
• Maykon Lorencini Bergamaschi

  IRN MXL00076

  • [FCA CF] Client dealing (10 Jul 2023 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 20 Mar 2023)
• Melanie Katrina May Satterthwaite

  IRN MKS01023

  • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)
  • CF27 Investment Management (1 Dec 2001 to 19 Apr 2002)
• Melanie Neill

  IRN MJN01112

  • CF29 Significant management (27 Apr 2012 to 4 Jul 2014)
• Melissa Katherine Chamberlain

  IRN MKC01019

  • CF21 Investment Adviser (13 Dec 2004 to 26 May 2006)
  • CF27 Investment Management (13 Oct 2004 to 21 Dec 2004)
• Merih Ali Cetinkaya

  IRN MAC01186

  • CF30 Customer (1 Nov 2007 to 3 Oct 2011)
  • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
• Michael Adrian Bussey

  IRN MAB01223

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 31 Jan 2020)
  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Jan 2020)
  • CF2 Non Executive Director (22 Dec 2011 to 6 Mar 2016)
• Michael Alan William Smith

  IRN MAS01288

  • CF30 Customer (1 Nov 2007 to 17 Mar 2009)
  • CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)

No changes recorded yet.