Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 27 Jul 2020)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Jan 2020)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 31 Jan 2020)
    • CF2 Non Executive Director (22 Dec 2011 to 6 Mar 2016)
  • Gentoo Genie Limited (no longer approved here)

    FRN 533468

    • CF2 Non Executive Director (10 Feb 2012 to 21 Nov 2017)
    • CF2 Non Executive Director (1 Mar 2011 to 7 Apr 2014)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
    • CF1 Director (1 Oct 2007 to 7 Oct 2010)
    • CF3 Chief Executive (1 Oct 2007 to 3 Nov 2009)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF2 Non Executive Director (11 May 2006 to 22 Nov 2006)
    • CF1 Director (27 Nov 2002 to 11 May 2006)
    • CF3 Chief Executive (27 Nov 2002 to 11 May 2006)
    • CF8 Apportionment and Oversight (27 Nov 2002 to 11 May 2006)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF1 Director (1 Dec 2001 to 22 May 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 May 2002)
    • CF3 Chief Executive (1 Dec 2001 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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