Mark Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF16 Compliance Oversight (19 May 2021 to 30 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2018 to 30 Jun 2023)
    • [FCA CF] Material risk taker (15 Oct 2018 to 30 Jun 2023)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2023)
    • CF11 Money Laundering Reporting (13 Nov 2018 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2018 to 30 Jun 2023)
    • [FCA CF] Material risk taker (15 Oct 2018 to 30 Jun 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 3 Aug 2018)
    • CF11 Money Laundering Reporting (4 Sep 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (3 Jan 2008 to 6 Sep 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 3 Aug 2018)
    • CF11 Money Laundering Reporting (4 Sep 2013 to 6 Mar 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF11 Money Laundering Reporting (4 Sep 2013 to 3 Aug 2018)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • CF11 Money Laundering Reporting (4 Sep 2013 to 29 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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