Mark Jonathan Hart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF10 Compliance Oversight (6 May 2011 to 10 Dec 2014)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF10 Compliance Oversight (6 May 2011 to 17 Mar 2015)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF10 Compliance Oversight (6 May 2011 to 6 Mar 2015)
Topaz Finance Limited (no longer approved here)
FRN 461671
- CF10 Compliance Oversight (27 Apr 2007 to 31 Dec 2008)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- CF10 Compliance Oversight (1 Dec 2001 to 7 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.