Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Julian John Rowland Warden

  IRN JJW01034

  • CF21 Investment Adviser (12 Feb 2002 to 21 Feb 2003)
  • CF27 Investment Management (12 Feb 2002 to 21 Feb 2003)
  • CF24 Pension Transfer Specialist (12 Feb 2002 to 21 Feb 2003)
• Julie Michelle Harper

  IRN JMH01148

  • CF1 Director (15 Sep 2003 to 23 Apr 2004)
• Julie Zoe Clio de Chazal

  IRN JZD01002

  • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
  • CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)
• Julien Ward

  IRN JXW02275

  • CF30 Customer (3 Dec 2014 to 6 Mar 2016)
• Jyoti Keshavlal Bhatt

  IRN JKB01050

  • CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
  • CF27 Investment Management (1 Dec 2001 to 28 May 2004)
• Kaan Karakasli

  IRN KXK00055

  • [FCA CF] Client dealing (4 May 2018 to 14 Jun 2022)
  • [FCA CF] Functions requiring qualifications (8 Jul 2016 to 14 Jun 2022)
• Kanika Mehra

  IRN KXM01411

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 3 Sep 2023)
  • [FCA CF] Material risk taker (1 Jan 2020 to 3 Sep 2023)
  • [PRA CF] Managing a material risk taker (1 Jan 2020 to 3 Sep 2023)
  • [FCA CF] Manager of certification employee (4 May 2018 to 3 Sep 2023)
  • [FCA CF] Client dealing (4 May 2018 to 3 Sep 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Sep 2023)
  • CF30 Customer (11 Feb 2010 to 6 Mar 2016)
• Kanupriya Khare

  IRN KXK01287

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 28 Aug 2023)
  • [FCA CF] Material risk taker (1 Jan 2022 to 28 Aug 2023)
  • [FCA CF] Client dealing (30 Apr 2018 to 28 Aug 2023)
  • [FCA CF] Manager of certification employee (30 Apr 2018 to 28 Aug 2023)
  • [FCA CF] Functions requiring qualifications (30 Apr 2018 to 28 Aug 2023)
• Karan Kaul

  IRN KXK00054

  • [FCA CF] Client dealing (16 Jan 2019 to 3 Dec 2021)
  • [FCA CF] Functions requiring qualifications (16 Jan 2019 to 3 Dec 2021)
• Karan Sejpal

  IRN KXS01530

  • CF30 Customer (1 Nov 2007 to 5 Nov 2010)
  • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)

No changes recorded yet.