Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Karen Louise Emanuel

  IRN KLE01016

  • CF30 Customer (16 Feb 2010 to 19 Dec 2013)
• Karen Newton

  IRN KXN71236

  • SMF24 Chief Operations (since 12 Jan 2023)
  • [FCA CF] Material risk taker (6 Jul 2022 to 7 Mar 2025)
• Kate Elliott

  IRN KXE01074

  • CF30 Customer (1 Nov 2007 to 10 Sep 2008)
  • CF22 Investment Adviser (Trainee) (8 Nov 2006 to 31 Oct 2007)
• Katherine Rees-Oliviere

  IRN KXR01129

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Katherine Victoria Calder

  IRN KVC01004

  • CF30 Customer (18 Aug 2010 to 6 Jan 2012)
• Kathryn Hanna

  IRN KXH01606

  • CF10a CASS Oversight function (6 May 2015 to 6 Mar 2016)
• Keith Patrick Young

  IRN KPY01000

  • CF30 Customer (2 May 2008 to 5 Dec 2011)
• Kelly Gemmell

  IRN KAG01057

  • [FCA CF] Functions requiring qualifications (1 Mar 2019 to 3 Nov 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 3 Nov 2021)
  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Kelly Louise Summers

  IRN KLS01044

  • CF30 Customer (10 Mar 2008 to 31 Dec 2012)
• Kenneth John Chapman

  IRN KJC01057

  • CF30 Customer (10 Sep 2012 to 17 Dec 2014)

No changes recorded yet.