Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • SMF22 Other Local Responsibility (since 22 Jul 2024)
    • SMF24 Chief Operations (since 12 Jan 2023)
    • [FCA CF] Material risk taker (6 Jul 2022 to 7 Mar 2025)
    • SMF24 Chief Operations (since 12 Jan 2023)
    • [FCA CF] Material risk taker (1 Jan 2017 to 3 Feb 2025)
    • [PRA CF] Managing a material risk taker (1 Jan 2017 to 12 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 3 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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