Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kerem Stricker

  IRN KXS00434

  • [FCA CF] Client dealing (4 May 2018 to 19 Nov 2021)
  • [FCA CF] Functions requiring qualifications (15 May 2017 to 19 Nov 2021)
• Keshav Khanna

  IRN KXK01249

  • [FCA CF] Functions requiring qualifications (6 Aug 2018 to 30 Jun 2025)
  • [FCA CF] Client dealing (6 Aug 2018 to 5 Mar 2025)
• Kevin James Burrowes

  IRN KJB01128

  • CF28 Systems and controls (1 Nov 2007 to 10 Aug 2009)
  • CF13 Finance (22 Jun 2007 to 31 Oct 2007)
• Kevin Strom

  IRN KXS01814

  • CF30 Customer (2 Dec 2013 to 12 Feb 2014)
• Kira McCrory

  IRN KXM00113

  • [FCA CF] Client dealing (4 May 2018 to 7 Jan 2019)
  • [FCA CF] Functions requiring qualifications (5 Dec 2017 to 7 Jan 2019)
• Klaudia Soonja Froese

  IRN KSF01012

  • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
  • CF21 Investment Adviser (4 Jul 2006 to 31 Oct 2007)
• Konstantin Zakharyan

  IRN KXZ01021

  • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 28 Jul 2021)
  • [FCA CF] Material risk taker (16 Jul 2020 to 28 Jul 2021)
  • [PRA CF] Managing a material risk taker (16 Jul 2020 to 28 Jul 2021)
  • [FCA CF] Client dealing (8 Apr 2019 to 28 Jul 2021)
  • [FCA CF] Manager of certification employee (8 Apr 2019 to 28 Jul 2021)
  • [FCA CF] Functions requiring qualifications (8 Apr 2019 to 28 Jul 2021)
• Konstantina Panagou

  IRN KXP01443

  • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
• Krishnan Sankaran

  IRN KXS00424

  • [FCA CF] Material risk taker (27 Jan 2025 to 26 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2025 to 26 Jan 2026)
• Krzysztof Daniewski

  IRN KXD01118

  • CF30 Customer (1 Nov 2007 to 15 May 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)

No changes recorded yet.