Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ksenia Sablin

  IRN KXA01556

  • [FCA CF] Client dealing (4 May 2018 to 7 Feb 2019)
  • [FCA CF] Functions requiring qualifications (3 May 2016 to 7 Feb 2019)
• Kurt Steiner

  IRN KXS01204

  • CF21 Investment Adviser (17 Nov 2004 to 25 Jul 2006)
• Laila Charlton-Meyrick

  IRN LXP01126

  • CF30 Customer (24 Nov 2008 to 6 Mar 2016)
• Laura Barrowman

  IRN LXM01966

  • SMF18 Other Overall Responsibility (3 Apr 2018 to 3 Apr 2018)
• Laura Danielle Morgan

  IRN LDM01038

  • CF30 Customer (30 Nov 2015 to 6 Mar 2016)
• Laura Narbutaite

  IRN LXN01100

  • CF30 Customer (2 Jun 2014 to 10 Nov 2014)
• Lea Blinoff

  IRN LXB01116

  • SMF18 Other Overall Responsibility (24 Aug 2018 to 15 Oct 2019)
  • [FCA CF] Material risk taker (7 Mar 2016 to 15 Oct 2019)
  • [PRA CF] Managing a material risk taker (7 Mar 2016 to 15 Oct 2019)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 15 Oct 2019)
• Leah Nicole Glenton

  IRN LNG01006

  • CF30 Customer (1 Nov 2007 to 7 Apr 2009)
  • CF22 Investment Adviser (Trainee) (8 Nov 2006 to 31 Oct 2007)
• Lee Campbell

  IRN LXC00080

  • [FCA CF] Functions requiring qualifications (8 Oct 2018 to 5 Nov 2021)
  • [FCA CF] Client dealing (8 Oct 2018 to 5 Nov 2021)
• Leigh Heggenhougen

  IRN LAA01031

  • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 20 Mar 2023)
  • [FCA CF] Manager of certification employee (13 Dec 2019 to 20 Mar 2023)

No changes recorded yet.