Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 15 Dec 2025)
- [FCA CF] Significant management (since 15 Dec 2025)
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- 14. Managing investments
- [FCA CF] Material risk taker (since 1 Dec 2025)
- [FCA CF] Manager of certification employee (since 1 Dec 2025)
- [FCA CF] Client dealing (since 1 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
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- CF30 Customer (19 Aug 2020 to 13 Apr 2022)
- CF1 Director (AR) (19 Aug 2020 to 13 Apr 2022)
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- SMF18 Other Overall Responsibility (24 Aug 2018 to 15 Oct 2019)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 15 Oct 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 15 Oct 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 15 Oct 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.