Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 Dec 2025)
    • [FCA CF] Significant management (since 15 Dec 2025)
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Dec 2025)
    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
    • [FCA CF] Client dealing (since 1 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (19 Aug 2020 to 13 Apr 2022)
    • CF1 Director (AR) (19 Aug 2020 to 13 Apr 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF18 Other Overall Responsibility (24 Aug 2018 to 15 Oct 2019)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 15 Oct 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 15 Oct 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.