Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Leighton Michael Taylor

  IRN LMT01031

  • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2025 to 1 Aug 2025)
  • [FCA CF] Material risk taker (24 Jun 2025 to 1 Aug 2025)
• Leila Turner

  IRN LXT01121

  • CF21 Investment Adviser (20 Apr 2006 to 1 Jul 2007)
  • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 19 Apr 2006)
• Lena Al-Chamaa

  IRN LXS01095

  • CF30 Customer (1 Jul 2014 to 23 Jan 2015)
• Leona Jane Wilkinson

  IRN LJW01045

  • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
  • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
• Leonardo Carvalho Brummas

  IRN LXC01599

  • [FCA CF] Client dealing (12 Nov 2018 to 7 May 2019)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 4 Jul 2019)
  • [FCA CF] Material risk taker (1 Jan 2017 to 4 Jul 2019)
  • [PRA CF] Managing a material risk taker (1 Jan 2017 to 4 Jul 2019)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 May 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 May 2019)
  • CF30 Customer (1 May 2013 to 6 Mar 2016)
• Lewis Barnes

  IRN LXB00364

  • [FCA CF] Client dealing (24 Nov 2021 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (24 Nov 2021 to 10 Jun 2025)
• Liam George Goodey

  IRN LXG58902

  • [FCA CF] Client dealing (4 Jul 2022 to 22 Apr 2024)
  • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 22 Apr 2024)
• Lillian Williams

  IRN LXW00048

  • [FCA CF] Client dealing (1 Oct 2019 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (1 Oct 2019 to 31 Jul 2025)
• Lindsay Falk

  IRN LXF01383

  • SMF16 Compliance Oversight (31 Mar 2017 to 20 Mar 2020)
  • [PRA CF] Managing a material risk taker (27 Feb 2017 to 7 Jun 2020)
  • [FCA CF] Material risk taker (27 Feb 2017 to 7 Jun 2020)
  • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2017 to 7 Jun 2020)
• Lionel Smith

  IRN LXS01362

  • CF10 Compliance Oversight (29 Mar 2007 to 1 Mar 2011)

No changes recorded yet.