Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Lisa Ann Vaughan

  IRN LAV01002

  • CF30 Customer (1 Nov 2007 to 23 Mar 2008)
  • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
• Lodewijk Hendrik Siertsema

  IRN LHS00015

  • CF30 Customer (11 Jan 2011 to 8 Feb 2012)
• Louis Ricardo Lai

  IRN LXL00313

  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2024 to 10 Jun 2025)
  • [FCA CF] Material risk taker (9 Dec 2024 to 10 Jun 2025)
• Luca Arpaio

  IRN LXA01481

  • [FCA CF] Client dealing (4 May 2018 to 9 Jan 2020)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 Jan 2020)
  • [FCA CF] Material risk taker (7 Mar 2016 to 9 Jan 2020)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 9 Jan 2020)
• Luca Barbieri

  IRN LXB00079

  • [FCA CF] Functions requiring qualifications (17 Sep 2018 to 21 Mar 2020)
  • [FCA CF] Client dealing (17 Sep 2018 to 21 Mar 2020)
• Luca Mario Arpaio

  IRN LMA01035

  • CF30 Customer (7 Jan 2013 to 6 Mar 2016)
• Luciana Soriano

  IRN LXS01596

  • [FCA CF] Client dealing (4 May 2018 to 1 May 2020)
  • [FCA CF] Functions requiring qualifications (8 Jan 2018 to 1 May 2020)
• Lucy O'Toole

  IRN LXO00102

  • [FCA CF] Client dealing (27 Nov 2024 to 13 Jul 2025)
• Luke Guy Minost

  IRN LGM01019

  • CF30 Customer (10 Dec 2010 to 6 Mar 2016)
• Luke Hancock

  IRN LXH00274

  • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 25 Jun 2023)
  • [FCA CF] Client dealing (21 Jun 2021 to 25 Jun 2023)

No changes recorded yet.