Lindsay Falk

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2018 to 7 Jun 2020)
    • [PRA CF] Managing a material risk taker (1 Jan 2018 to 7 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 7 Jun 2020)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF16 Compliance Oversight (31 Mar 2017 to 20 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2017 to 7 Jun 2020)
    • [FCA CF] Material risk taker (27 Feb 2017 to 7 Jun 2020)
    • [PRA CF] Managing a material risk taker (27 Feb 2017 to 7 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.