Kenneth John Chapman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PROSPER FINANCIAL SOLUTIONS LIMITED
FRN 587653
- CF1 Director (AR) (since 13 Jan 2025)
- CF30 Customer (since 13 Jan 2025)
Birchin Lane Wealth Advisory Ltd
FRN 1023322
- Employed By (since 13 Jan 2025)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- [FCA CF] Functions requiring qualifications (22 Mar 2019 to 15 Nov 2024)
Oversea-Chinese Banking Corporation Limited (no longer approved here)
FRN 204687
- CF30 Customer (26 Jan 2016 to 6 Mar 2016)
Edison Wealth Management Limited (no longer approved here)
FRN 467771
- CF30 Customer (1 Sep 2015 to 4 Dec 2015)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF30 Customer (10 Sep 2012 to 17 Dec 2014)
Clarity Limited (no longer approved here)
FRN 185468
- CF21 Investment Adviser (14 Jan 2003 to 26 Sep 2003)
- CF22 Investment Adviser (Trainee) (4 Sep 2002 to 14 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.