Julian John Rowland Warden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2017)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (1 May 2009 to 29 Jun 2012)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF21 Investment Adviser (12 Feb 2002 to 21 Feb 2003)
    • CF24 Pension Transfer Specialist (12 Feb 2002 to 21 Feb 2003)
    • CF27 Investment Management (12 Feb 2002 to 21 Feb 2003)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF27 Investment Management (1 Dec 2001 to 30 Jan 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jan 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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