Kanupriya Khare

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF18 Other Overall Responsibility (since 29 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2024)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 28 Aug 2023)
    • [FCA CF] Material risk taker (1 Jan 2022 to 28 Aug 2023)
    • [FCA CF] Client dealing (30 Apr 2018 to 28 Aug 2023)
    • [FCA CF] Functions requiring qualifications (30 Apr 2018 to 28 Aug 2023)
    • [FCA CF] Manager of certification employee (30 Apr 2018 to 28 Aug 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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