Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 24 Mar 2026)
    • Responsibility for MCD Intermediation (since 7 Jan 2026)
    • SMF3 Executive Director (since 7 Jan 2026)
    • CF2 Non Executive Director (AR) (since 16 Nov 2023)
    • [FCA CF] Manager of certification employee (6 Nov 2025 to 7 Nov 2025)
    • Responsible for Insurance Distribution (since 2 Mar 2026)
    • Responsibility for MCD Intermediation (since 7 Jan 2026)
    • SMF3 Executive Director (since 7 Jan 2026)
    • CF1 Director (AR) (since 21 Nov 2025)
    • SMF7 Group Entity Senior Manager (19 Jun 2025 to 6 Nov 2025)
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Material risk taker (since 13 Jan 2026)
    • [FCA CF] Significant management (since 13 Jan 2026)
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • Employed By (since 21 Nov 2025)
    • [FCA CF] Significant management (since 18 Nov 2025)
    • [FCA CF] Material risk taker (since 18 Nov 2025)
    • SMF7 Group Entity Senior Manager (19 Jun 2025 to 6 Nov 2025)
    • [FCA CF] Significant management (since 18 Nov 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Material risk taker (15 Aug 2023 to 9 Oct 2025)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Material risk taker (26 Sep 2022 to 3 Nov 2025)
    • [FCA CF] Manager of certification employee (4 Jun 2020 to 3 Nov 2025)
    • [FCA CF] Functions requiring qualifications (4 Jun 2020 to 3 Nov 2025)
    • [FCA CF] Client dealing (4 Jun 2020 to 3 Nov 2025)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (24 Feb 2011 to 22 May 2014)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 5 Nov 2010)
    • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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