Credit Agricole Corporate and Investment Bank

• Principal Place of Business

  Broadwalk House

  5 Appold Street

  London

  EC2A 2DA

  UNITED KINGDOM

  Phone

  +442072145000

  Web

  http://www.ca-cib.com

• Complaints Contact

  Broadwalk House

  5 Appold Street

  London

  EC2A 2DA

  UNITED KINGDOM

  Phone

  +442072145000

• Bank Deposits

  For Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Hussein Dbouk

  IRN HXD01084

  • [FCA CF] Algorithmic trading (23 Jun 2022 to 26 Feb 2025)
  • [FCA CF] Client dealing (23 Jun 2022 to 26 Feb 2025)
  • [FCA CF] Manager of certification employee (23 Jun 2022 to 26 Feb 2025)
  • [FCA CF] Material risk taker (23 Jun 2022 to 26 Feb 2025)
  • [FCA CF] Significant management (23 Jun 2022 to 1 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 13 Nov 2009)
  • CF26 Customer Trading (28 Jun 2007 to 31 Oct 2007)
• Iain Graeme Martin

  IRN IGM01042

  • CF21 Investment Adviser (25 May 2005 to 26 Jul 2006)
• Iain Robert Dockerill

  IRN IRD01013

  • CF21 Investment Adviser (2 Feb 2005 to 6 Feb 2006)
• Iain Stewart

  IRN ICS01063

  • [FCA CF] Material risk taker (since 13 Nov 2025)
  • [FCA CF] Client dealing (since 16 Mar 2016)
  • CF30 Customer (29 Apr 2014 to 6 Mar 2016)
• Ian Devine

  IRN IXD01121

  • CF30 Customer (1 Nov 2007 to 21 Apr 2009)
  • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
• Ian Henry Ben Hur

  IRN IHH01005

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 20 Sep 2019)
  • CF11 Money Laundering Reporting (7 Mar 2013 to 6 Mar 2016)
• Ian John Silverton

  IRN IJS01044

  • CF20 Significant Mgt (Settlements) (11 May 2005 to 5 Aug 2005)
• Ian Martin Critchley

  IRN IMC01031

  • CF21 Investment Adviser (1 May 2004 to 30 Oct 2004)
• Ian McBride

  IRN IJM01040

  • CF30 Customer (1 Nov 2007 to 28 May 2010)
  • CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
• Ian Rowland

  IRN IPR01008

  • [FCA CF] Manager of certification employee (31 May 2016 to 30 Jun 2020)
  • [FCA CF] Client dealing (31 May 2016 to 30 Jun 2020)
  • [FCA CF] Material risk taker (31 May 2016 to 30 Jun 2020)

No changes recorded yet.