Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF19 Head of Overseas Branch/Head of Overseas (25 Aug 2023 to 1 Apr 2025)
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- [FCA CF] Client dealing (31 May 2016 to 30 Jun 2020)
- [FCA CF] Manager of certification employee (31 May 2016 to 30 Jun 2020)
- [FCA CF] Material risk taker (31 May 2016 to 30 Jun 2020)
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- CF30 Customer (27 Oct 2008 to 18 Feb 2016)
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.