Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (23 Dec 2021 to 27 May 2025)
    • [FCA CF] Client dealing (23 Dec 2021 to 27 May 2025)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (23 Dec 2021 to 27 May 2025)
    • [FCA CF] Client dealing (23 Dec 2021 to 27 May 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (25 Jan 2019 to 24 Jul 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 May 2021)
    • CF30 Customer (13 May 2015 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 21 Apr 2009)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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