Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Manager of certification employee (23 Jun 2022 to 26 Feb 2025)
    • [FCA CF] Significant management (23 Jun 2022 to 1 Jan 2023)
    • [FCA CF] Material risk taker (23 Jun 2022 to 26 Feb 2025)
    • [FCA CF] Algorithmic trading (23 Jun 2022 to 26 Feb 2025)
    • [FCA CF] Client dealing (23 Jun 2022 to 26 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 13 Nov 2009)
    • CF26 Customer Trading (28 Jun 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Material risk taker (17 Jul 2019 to 4 Oct 2019)
    • [FCA CF] Client dealing (9 Nov 2018 to 4 Oct 2019)
    • [FCA CF] Manager of certification employee (9 Nov 2018 to 4 Oct 2019)
    • CF26 Customer Trading (9 Dec 2002 to 26 Apr 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Jul 2011 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (13 Jan 2010 to 16 May 2011)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (13 Jan 2010 to 16 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.