Credit Agricole Corporate and Investment Bank
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Broadwalk House5 Appold StreetLondonEC2A 2DAUNITED KINGDOM- Phone
- +442072145000
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Complaints Contact
Broadwalk House5 Appold StreetLondonEC2A 2DAUNITED KINGDOM- Phone
- +442072145000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 2 limitations Hide limitations
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Holds Your Assets
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Stott
IRN SXI01044
- CF30 Customer (1 Nov 2007 to 16 Jan 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Ian Stuart Thomas
IRN IST01009
- CF30 Customer (8 Oct 2008 to 22 Nov 2012)
- CF26 Customer Trading (24 Jul 2006 to 4 Sep 2007)
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Igor Semianchuk
IRN IXS32706
- [FCA CF] Client dealing (since 28 Aug 2019)
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Ilya Ivanov
IRN IXI00016
- [FCA CF] Client dealing (since 30 Mar 2021)
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Ilya Vinogradov
IRN IXV01057
- CF30 Customer (18 Sep 2013 to 26 Aug 2014)
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Ines Marie Djazu Ngueuga
IRN IXD00089
- [FCA CF] Client dealing (since 27 Aug 2024)
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Infane Goulamhoussen
IRN IXG01177
- CF30 Customer (16 Sep 2009 to 26 May 2014)
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Isabella Franciolini
IRN IXF00055
- [FCA CF] Client dealing (since 31 Aug 2023)
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Isabelle Girolami
IRN IXG01059
- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 15 Apr 2019)
- CF29 Significant management (25 Nov 2015 to 6 Mar 2016)
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Isabelle Job
IRN IXJ01078
- CF30 Customer (17 Oct 2008 to 25 Jun 2009)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.