Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Coutts & Company
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (since 8 Sep 2025)
-
- [FCA CF] Manager of certification employee (since 21 Jul 2025)
- [FCA CF] Significant management (since 21 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2025)
-
NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 21 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2025)
-
- [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2025)
- [FCA CF] Manager of certification employee (since 21 Jul 2025)
-
- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 15 Apr 2019)
- CF29 Significant management (25 Nov 2015 to 6 Mar 2016)
-
- CF29 Significant management (3 Sep 2008 to 15 Dec 2010)
-
- CF2 Non Executive Director (26 Mar 2008 to 31 Jul 2008)
-
- CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.