Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Sep 2025)
    • [FCA CF] Manager of certification employee (since 21 Jul 2025)
    • [FCA CF] Significant management (since 21 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2025)
    • [FCA CF] Manager of certification employee (since 21 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2025)
    • [FCA CF] Manager of certification employee (since 21 Jul 2025)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 15 Apr 2019)
    • CF29 Significant management (25 Nov 2015 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF29 Significant management (3 Sep 2008 to 15 Dec 2010)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • CF2 Non Executive Director (26 Mar 2008 to 31 Jul 2008)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.