CQS (UK) LLP

• Principal Place of Business

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

  Web

  https://www.cqs.com

• Complaints Contact

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marion Louise Tyrrell

  IRN MLF01033

  • CF30 Customer (1 Nov 2007 to 17 Sep 2008)
  • CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
• Mark Alan Panter

  IRN MXP01310

  • CF30 Customer (5 Jun 2008 to 31 May 2009)
• Mark Andrew Latham

  IRN MAL01076

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Oct 2015 to 8 Dec 2019)
• Mark Charles Sandeford

  IRN MCS01064

  • CF30 Customer (24 Feb 2009 to 26 Feb 2010)
• Mark Conway

  IRN MXC01372

  • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
  • CF27 Investment Management (3 Dec 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Sep 2004 to 6 Mar 2006)
  • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
• Mark David Bentley

  IRN MDB01090

  • CF30 Customer (22 Apr 2008 to 15 Feb 2010)
• Mark Ernest Harrison

  IRN MEH01057

  • CF21 Investment Adviser (11 May 2006 to 19 May 2006)
• Mark Hall

  IRN MXH21149

  • [FCA CF] Significant management (since 13 Feb 2025)
• Mark Jeremy Benson

  IRN MJB01299

  • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
  • CF27 Investment Management (22 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
• Mark Joseph Peter Buisseret

  IRN MJB01283

  • CF30 Customer (8 Jan 2010 to 30 Jun 2012)

No changes recorded yet.