Mark Charles Sandeford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (16 Apr 2010 to 30 Apr 2014)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (24 Feb 2009 to 26 Feb 2010)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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