Mark David Bentley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guggenheim Securities International Ltd

    FRN 485435

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2023)
    • SMF16 Compliance Oversight (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 29 Sep 2022)
    • [FCA CF] Material risk taker (29 Sep 2022 to 23 Jul 2024)
    • CF30 Customer (29 Sep 2015 to 20 Oct 2017)
  • Greenhill & Co. International LLP (no longer approved here)

    FRN 474168

    • CF4 Partner (8 Nov 2010 to 1 Mar 2013)
    • CF30 Customer (8 Nov 2010 to 1 Mar 2013)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (22 Apr 2008 to 15 Feb 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 5 Dec 2007)
    • CF23 Corporate Finance Adviser (30 Nov 2002 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.