Guggenheim Securities International Ltd

• Principal Place of Business

  Guggenheim Securities International Ltd

  11-12 Hanover Street

  London

  Westminster

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +4407771840949

  Web

  https://www.guggenheimsecurities.com

• Complaints Contact

  Guggenheim Securities International Ltd

  11-12 Hanover Street

  London

  Westminster

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +4407771840949

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abhishek Lohia

  IRN AXL00815

  • [FCA CF] Client dealing (since 8 Aug 2025)
• Abishek Senthilkumaran

  IRN AXS03702

  • [FCA CF] Client dealing (since 15 Aug 2025)
  • [FCA CF] Manager of certification employee (since 15 Aug 2025)
• Achille Del Pizzo

  IRN AXD02449

  • [FCA CF] Client dealing (since 6 May 2023)
  • [FCA CF] Material risk taker (8 Sep 2023 to 17 Oct 2023)
• Albert Mestre Mas

  IRN AXM05659

  • [FCA CF] Client dealing (since 22 Aug 2025)
• Anders Christian Moeller

  IRN CXM01339

  • CF3 Chief Executive (26 Sep 2011 to 2 Feb 2015)
  • CF11 Money Laundering Reporting (26 Sep 2011 to 2 Feb 2015)
  • CF10 Compliance Oversight (26 Sep 2011 to 2 Feb 2015)
  • CF1 Director (26 Sep 2011 to 2 Feb 2015)
  • CF30 Customer (8 Jun 2011 to 31 Jul 2015)
• Andrea Novati

  IRN AXN00321

  • [FCA CF] Client dealing (19 Jun 2023 to 5 Nov 2024)
• Andrew Vaughan-Payne

  IRN AXV01050

  • CF30 Customer (18 Apr 2012 to 3 Dec 2013)
• Andrii Naavhust

  IRN AXN00318

  • [FCA CF] Client dealing (since 15 Sep 2024)
• Ben Thorpe

  IRN BWT01009

  • [FCA CF] Client dealing (since 23 Aug 2024)
  • [FCA CF] Manager of certification employee (since 23 Aug 2024)
• Blake Johnson Omlie

  IRN BJO01010

  • CF30 Customer (7 Oct 2008 to 23 Aug 2011)
  • CF3 Chief Executive (7 Oct 2008 to 23 Aug 2011)
  • CF11 Money Laundering Reporting (7 Oct 2008 to 23 Aug 2011)
  • CF10 Compliance Oversight (7 Oct 2008 to 23 Aug 2011)
  • CF1 Director (7 Oct 2008 to 23 Aug 2011)

No changes recorded yet.