Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CQS (UK) LLP

    FRN 400496

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Oct 2015 to 8 Dec 2019)
  • Advent Capital Management UK Limited (no longer approved here)

    FRN 447452

    • CF1 Director (22 Aug 2012 to 10 Oct 2012)
    • CF30 Customer (22 Aug 2012 to 10 Oct 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.