Mark Alan Panter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Graham Capital LLP
FRN 564058
- [FCA CF] Client dealing (since 28 May 2025)
Capula Investment Management LLP (no longer approved here)
FRN 433422
- [FCA CF] Client dealing (12 Mar 2024 to 10 Jan 2025)
Marble Bar Asset Management LLP (no longer approved here)
FRN 475857
- [FCA CF] Client dealing (1 Jun 2022 to 5 Sep 2023)
- [FCA CF] Material risk taker (7 Sep 2021 to 5 Sep 2023)
Lazard Asset Management Limited (no longer approved here)
FRN 121839
- CF30 Customer (6 Jan 2014 to 30 Jun 2019)
CQS (UK) LLP (no longer approved here)
FRN 400496
- CF30 Customer (5 Jun 2008 to 31 May 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.