CQS (UK) LLP

• Principal Place of Business

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

  Web

  https://www.cqs.com

• Complaints Contact

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jean-Christophe Blanc

  IRN JPB01108

  • CF30 Customer (1 Nov 2007 to 17 Sep 2013)
  • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
  • CF26 Customer Trading (1 Sep 2004 to 6 Mar 2006)
• Jeffrey Gordon Davis

  IRN JGD01073

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF27 Investment Management (6 Jul 2007 to 31 Oct 2007)
• Jenny Lee

  IRN JSL01118

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2024)
  • CF30 Customer (12 Jan 2016 to 8 Dec 2019)
• Jeremy Deacon

  IRN JGD01079

  • CF30 Customer (21 Nov 2007 to 30 Jul 2010)
• Jeremy Hawken

  IRN JXH01463

  • [FCA CF] Significant management (9 Dec 2019 to 27 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • CF4 Partner (22 Apr 2015 to 9 Dec 2019)
• Jeremy Huw Davies

  IRN JHD01048

  • CF30 Customer (5 Dec 2007 to 9 Jul 2014)
• Jessica Hadad

  IRN JXH02277

  • CF30 Customer (21 Apr 2010 to 2 Jun 2010)
• Joakim Stig Larsson

  IRN JSL01070

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
  • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
• Joaquim Lino Neto Nogueira

  IRN JLN00013

  • CF30 Customer (1 Dec 2009 to 15 Nov 2011)
• Jocelyn Timothy Trusted

  IRN JTT01008

  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)

No changes recorded yet.