Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 25 Aug 2023)
    • SMF1 Chief Executive (since 25 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Aug 2023)
    • SMF16 Compliance Oversight (since 25 Aug 2023)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF4 Partner (AR) (2 Aug 2022 to 23 Aug 2023)
    • CF30 Customer (2 Aug 2022 to 23 Aug 2023)
  • Cusana Capital LLP (no longer approved here)

    FRN 979513

    • Employed By (2 Aug 2022 to 23 Aug 2023)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
  • Matterhorn Investment Management LLP (no longer approved here)

    FRN 219755

    • CF30 Customer (19 Jul 2011 to 31 Jan 2012)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (1 Nov 2007 to 21 May 2010)
    • CF23 Corporate Finance Adviser (17 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.